Compliance Specialist

DYE Precision CNC, Inc. is in search for a Compliance Manager A Compliance Manager is in charge of maintaining the regulatory compliance of an organization. Compliance Managers are key players in heavily regulated industries. A Compliance Manager is responsible for keeping up with any changes in the industry to ensure the organization is adhering to new laws. Compliance Managers often create reports for upper management to showcase where there may be gaps in the organization’s compliance and suggest changes or new procedures for employees to follow.

Responsibilities:

• Leading the development, execution, and oversight of an effective Compliance Monitoring and Testing program
• Assessing and analyzing the regulatory and legislative environment to identify emerging issues and upcoming changes
• Engaging with Auditors, particularly on RBA and ISO9100 audits. Identify areas of potential non-compliance
• Developing and implementing plans to correct instances where non-compliance is occurring in collaboration with regional teams
• Reviewing marketing and promotional materials to ensure compliance with market conduct and regulatory requirements
• Ongoing maintenance, updates, version management, and dissemination of retail marketing disclaimers., including researching and drafting new disclosures as required
• Facilitating business monitoring activities with company Directors and Analysts
• Managing compliance vendors and intercompany Service Level Agreements (SLAs)

Qualified candidates should have the following:

• Knowledge and experience in control theory and professional auditing/testing practices

• Understanding of business technologies and their impact on control practices

• Ability to effectively integrate business, operational, technological, and financial components in control and testing work

• Ability to identify problems and recommend solutions to complex control, financial, or technical issues

• Strong written and verbal communication skills to deliver high quality, actionable feedback on a variety of complex issues

• Understanding regulatory and industry best practices relevant to the Dye Precision, including technology implications

• Strong strategic thinking and decision making skills with the ability to develop creative solutions for a variety of emerging organizational and industry challenges

• Ability to self-motivate and hold an entire organization accountable to regulatory standards

Job Type: Full-time

Pay: $79,072.00 - $85,852.00 per year

Benefits:

• 401(k)
• Dental insurance
• Health insurance
• Health savings account
• Life insurance
• Paid time off
• Vision insurance

Schedule:

• 8 hour shift
• Monday to Friday

Ability to Commute:

• San Diego, CA 92131 (Required)

Ability to Relocate:

• San Diego, CA 92131: Relocate before starting work (Required)

Work Location: In person